SBIR/STTR Research Award

ASIM-TECC: ASI Measures for Test and Evaluation of Cooperative Communication

Award identifier 81372687befbcf802c727cfdfff5636e5c7c6c39ae395918de996f793fb811ceAwarding agency Department of Defense · Defense Advanced Research Projects Agency

Award amount

$1,499,342

Program and phase

SBIR · Phase II

Award year

2022

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Award details

Awarding agency
Department of Defense
Branch
Defense Advanced Research Projects Agency
Recipient company
APTIMA INC
Proposal award date
2021-10-15
Contract end date
2024-11-14
UEI
K1GCPNNZKEN7
Solicitation number
09.3
Topic code
SB093-007

Research abstract

Artificial intelligence (AI) is approaching a turning point in which it briskly evolves from a tool for information lookup and processing in knowledge-based tasks to a teammate that monitors the team and its members; and accurately infers beliefs, predicts actions, and executes cognitive work with humans. This will transform individual taskwork, teamwork, and human-machine dynamics on a wide variety of tasks. It will require a capability to assess the extent to which machines consider the current beliefs (mental models) and likely future actions (theory of mind) of human teammates, in much the same way that good human team members build a theory of mind of their partners. The factors that enable teamwork among humans have been well-explored by organizational psychologists, but those that enable teamwork in hybrid, human-AI teams are only emerging. Standardized frameworks to assess an artificial social intelligence’s (ASI’s) capabilities do not yet exist in the way they do for human teammates. Their absence is limiting ASI developers’ ability to quickly understand the consequences of their design choices on the functioning of hybrid teams and is slowing the cycle of development as a result. We propose to develop a system of ASI Measures for Test and Evaluation of Cooperative Communication (ASIM-TECC) to address this current measurement gap for ASI developers. ASIM-TECC consists of (1) a framework defining measures and experimental manipulations of hybrid (human-AI) teams grounded in social and computer science research; (2) software to help select and operationalize measures and manipulations to assess ASI; (3) a baseline ASI that is grounded in a mathematical model of cooperative communication (i.e., how people communicate effectively) and can be configured with varying ASI capabilities; and (4) empirical data validating the measures, manipulations, and model in a domain of DoD interest to include urban search and rescue (USAR), humanitarian assistance and disaster response (HA/DR), or similar domains. Aptima, Inc., and the Cognitive and Data Science Lab (CoDaS) of Rutgers University Department Of Mathematics and Computer Science will work in close coordination to develop the measure and manipulation frameworks and implementation (1 and 2, led by Aptima) and the modeling (3, led by Rutgers). The Rutgers model is an instance of a potentially powerful ASI that can be used diagnostically to assess the state of a team, and prognostically to estimate the impact of an ASI intervention on the team. Thus, it is an appropriate ASI model to use in validating the measure and manipulation framework (4, by Aptima). The products associated with this effort can be used by developers in combination to understand the behavior and performance of their ASI relative to a validated and modular benchmark ASI, which can help ASI developers address specific needs throughout the design cycle.

Technology keywords

Not reported

Other awards by this recipient

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Awards with the same topic code

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Research funding history

520 SBIR/STTR records share this UEI (1997–2025). Reported award amounts total $208,057,185. Reported amounts are not federal obligations.

Phases: Phase I, Phase II, Phase II – Direct to Phase II

Agencies: Department of Defense, National Aeronautics and Space Administration, Department of Health and Human Services, Department of Transportation, Department of Energy, Department of Homeland Security

Agency intelligence

Department of Defense

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