SBIR/STTR Research Award

Upcycling Ocean-based Plastics for Sustainable Feedstock Supply Chain

Award identifier e41c5f77a362d23f80bad6c9ccc8ec46e83a82594566dd1ce1e14e48a532274cAwarding agency Department of Energy

Award amount

$1,149,756

Program and phase

SBIR · Phase II

Award year

2021

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Award details

Awarding agency
Department of Energy
Branch
Not reported
Recipient company
RiKarbon Inc
Proposal award date
2021-08-23
Contract end date
2023-08-22
UEI
LWMLHPUM9L83
Solicitation number
Not reported
Topic code
07b

Research abstract

Plastics are ubiquitous in modern life. Global production of plastics has reached about 400 million tons annually. Total plastics production has increased by 36% in the past decade and is estimated to grow to 700 million tons in 2030. Over 10% of used plastics ends up in the ocean. Ocean vortices form “garbage patches” or “stomachsize colorful plastic piles” of disposed plastics and attracts seabirds. Slow photo degradation of plastics forms microscopic pieces, creating waterborne pollutants and leaching toxins, and causing health risks to ocean life and humans through the food chain. Often the gravity of this environmental challenge is expressed as “nearly every seabird may be eating plastic by 2050”. The challenges of plastics and increasing sustainable feedstock demand can be simultaneously addressed by proper characterization of ocean plastics and their selective depolymerization into plastics’ building block chemicals to produce upcycled plastics. Currently a small fraction of postconsumer plastics is recycled through mechanical processing. The mechanical recycling technology causes significant loss in the properties of plastics. Thus, the recycled materials are used for low value applications, which is often referred to as ‘carbon downcycling’. RiKarbon is commercializing an enabling technology, RiPURPOSETM RiKarbon’s Prudent Upcycling of Refuse Plastics for Ocean Sustainability and Environment to capture higher value for postconsumer polyethylene terephthalate PET plastic waste. It entails development of lowcost ocean PET feedstock, a major fraction of ocean mixed plastics, and its selective depolymerization into PET’s building block chemicals for manufacturing renewable PET. It will 1 mitigate environmental challenges of waste plastics, 2 ‘upcycle’ plastic’s carbon value, 3 create a sustainable feedstock for waste plastic, 4 reduce our dependence on petroleum, 5 improve future energy security, 6 reduce global CO2 footprint by introducing renewable chemicals for PET, and 7 create a circular economy. Our phase I accomplishments exceeded the proposed technical milestones. We studied the effect of PET particle sizes on selective depolymerization, characterized ocean mixed plastics contaminates and composition, studied the effects of ocean plastic contaminates in the selective depolymerization, optimized depolymerization reaction parameters, and completed initial technoeconomic analysis. In Phase II, RiKarbon will expand feedstock collection from different locations in the ocean body to map the contaminates in the feedstock and their selective depolymerization. Other technical milestones of the phase II are: depolymerization of lowcost waste plastics, e.g., modified, color and degenerated PET wastes, development and optimization of separation technology for market ready depolymerized products, polymerization of depolymerized products to new PET, pilot scale demonstration of the RiPURPOSETM technology, and detailed technoeconomic and lifecycle analyses.

Technology keywords

Not reported

Other awards by this recipient

Verified by the same UEI. These are other public SBIR/STTR award pages, not a merged company record.

Awards with the same topic code

Verified by an exact topic code match. This is not a text-similarity match.

Research funding history

12 SBIR/STTR records share this UEI (2018–2025). Reported award amounts total $6,932,241. Reported amounts are not federal obligations.

Phases: Phase I, Phase II

Agencies: Department of Energy, Department of Agriculture, National Aeronautics and Space Administration

Agency intelligence

Department of Energy

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