SBIR/STTR Research Award

Compact, High-Efficiency Air Handling Unit (CHE-AHU) for Residential HVAC Systems

Award identifier 2285abfc6da6c2dd10fa9d3e70e217ef060669e4c338c6ebc7ec7d05fe00201aAwarding agency Department of Energy

Award amount

$1,100,000

Program and phase

STTR · Phase II

Award year

2020

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Award details

Awarding agency
Department of Energy
Branch
Not reported
Recipient company
UPSTATE PARTS & SUPPLY INC
Proposal award date
2020-08-24
Contract end date
2022-08-23
UEI
X3CLVMP792J1
Solicitation number
DE-FOA-0002156
Topic code
09a

Research abstract

The proposed research and development project addresses the need to improve the energy efficiency of heating, ventilation, and air conditioning (HVAC) systems in residential buildings throughout the US. The project uses an innovative holistic approach to redesign key components of the air handling unit (AHU) in forced-air HVAC systems that are installed in at least 84 million residences, including in 80% of 73.9 million single-family detached homes. The goal of the project is to develop and demonstrate a next-generation “Compact, High-Efficiency Air Handling Unit (CHE-AHU)” that reduces the size of the AHU and achieves DOE’s goals for reducing the energy required to circulate conditioned air by at least 25% without increasing the cost of unit. The “air side” of conventional residential AHUs includes three key components: 1) a filter, 2) one or more heat exchangers, and 3) an air mover (e.g., a blower or a fan that is driven by an electric motor). Traditionally, the heat exchangers and the air mover are designed as standalone components. The proposed project advances prior research results that identified the possibility of designing the combination of the filter, the air mover, and the heat exchanger(s) holistically as an integrated system that achieves higher efficiencies than are possible with conventional design approaches. In the Phase I STTR project, the team used advanced computational fluid dynamics (CFD) software to evaluate the performance of a state-of-the-art commercially available AHU and to develop designs for two possible configurations for the envisioned CHE-AHU. The results of the CFD simulations predict that both configurations of the CHE-AHU promise to exceed DOE’s goal for reducing the energy required to circulate conditioned air through the unit AHU throughout the household by at least 25%. In the proposed Phase II STTR project, the team will advance research and development on the two CHE-AHU configurations, including building and testing prototypes and refining the design of the integrated filter-air mover-heat exchanger subsystem. The goal of the proposed Phase II project is to develop a proof-of-concept CHE-AHU prototype that can be demonstrated to a major Original Equipment Manufacturer (OEM) that is already well-established in the US market for residential HVAC products. The innovative concept in the CHE-AHU is applicable to a wide range of HVAC systems in addition to AHUs used in residences. The innovation is expected to be attractive for use in a variety of HVAC applications in commercial and industrial buildings, including especially in hospitals and clean rooms, which require very compact, high-performance air handlers that may include capabilities for disinfecting the air.

Technology keywords

Not reported

Other awards by this recipient

Verified by the same UEI. These are other public SBIR/STTR award pages, not a merged company record.

Awards with the same topic code

Verified by an exact topic code match. This is not a text-similarity match.

Research funding history

2 SBIR/STTR records share this UEI (2019–2020). Reported award amounts total $1,300,000. Reported amounts are not federal obligations.

Phases: Phase II, Phase I

Agencies: Department of Energy

Agency intelligence

Department of Energy

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