SBIR/STTR Research Award

Upcycling Ocean-based Plastics for Sustainable Feedstock Supply Chain

Award identifier ce6653c1d3adedaa824cd64e2fb36f5aeab133c9413bda0c9e9f611b8ba9c514Awarding agency Department of Energy

Award amount

$206,500

Program and phase

SBIR · Phase I

Award year

2020

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Award details

Awarding agency
Department of Energy
Branch
Not reported
Recipient company
RiKarbon Inc
Proposal award date
2020-06-29
Contract end date
2021-06-28
UEI
LWMLHPUM9L83
Solicitation number
DEFOA0002146
Topic code
07b

Research abstract

Plastics are ubiquitous in modern life. Global production of plastics (polyethylene terephthalate (PET), polyethylene (PE), polypropylene (PP), polystyrene (PS), polyvinylchloride (PVC), and others) has reached about 400 million tons annually. Total plastics production has increased by 36% in the past decade and is estimated to grow to 700 million tons in 2030. The National Center for Ecological Analysis and Synthesis (NSEAS) estimated that over 10% of used plastics ends up in the ocean and the cumulative effect of this is that nearly 100 grocery bags full of plastics would be filled in every foot of coastline in the world by 2025. Ocean vortices form “garbage patches” or “stomach-size colorful plastic piles” of disposed plastics and attracts seabirds. Slow photo-degradation of plastics forms microscopic pieces, creating waterborne pollutants and leaching toxins, and causing health risks to ocean life and humans through the food chain. Often the gravity of this environmental challenge is expressed as “nearly every seabird may be eating plastic by 2050”. The challenges of plastics and increasing feedstock demand can be simultaneously addressed by proper characterization of ocean plastics and their selective upcycling into chemicals and fuels. Currently a small fraction of PET and HDPE plastics, sorted out from mixed plastics using optical machinery, are recycled through mechanical processing. The mechanical recycling technology causes significant loss in the properties (lower ductility, diminish molecular weight and mechanical strength) of plastics and the recycled materials are used for low value applications, which is often referred to as ‘carbon downcycling’. RiKarbon, Inc. is developing enabling technologies to properly characterize ocean plastics compositions and contaminates to selectively upcycle into functional monomers to enable production of the same plastics again and again with similar value and material properties. It will bring significant economic, societal and educational benefits: (1) upcycle carbon from waste plastics, (b) develop waste plastics as a sustainable feedstock for US and global chemical enterprises, (c) produce higher value monomers (e.g. ~$1300/ton) for new renewable plastics, (d) promote waste plastics collection at source, (e) mitigate the environmental and ocean water challenges of plastics and global carbon emissions, (f) improve future energy security, and (g) promote a circular carbon economy. RiKarbon is implementing a holistic approach for upcycling the entire waste plastics systematically into their constituent functional monomers. In this Phase I project, RiKarbon will (a) characterize ocean plastics compositions, contaminates, and structural properties, (b) develop a well-defined feedstock for upcycling, (c) study the effect of ocean water contaminates on selective upcycling of PET plastic fraction via CO bond cleavage in RiKarbon’s one-step and energy efficient process, (d) compare depolymerization productivity of real ocean PET plastic with simulated PET plastic composition to assess any advantages for ocean plastics caused by property changes in ocean by weathering and biofouling in the presence of high salt and sunlight, and (e) techno-economic and life-cycle assessment.

Technology keywords

Not reported

Other awards by this recipient

Verified by the same UEI. These are other public SBIR/STTR award pages, not a merged company record.

Awards with the same topic code

Verified by an exact topic code match. This is not a text-similarity match.

Research funding history

12 SBIR/STTR records share this UEI (2018–2025). Reported award amounts total $6,932,241. Reported amounts are not federal obligations.

Phases: Phase I, Phase II

Agencies: Department of Energy, Department of Agriculture, National Aeronautics and Space Administration

Agency intelligence

Department of Energy

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